Upright Financial Corp

● SEC registered since 1991CRD 107303SEC# 801-38340

Export (members)

Ranks #5,539 of 5,911 private fund managers by regulatory AUM.

Reg. AUM

$83.1M

Fund GAV

$12.5M

Private funds

Employees

Accounts

Location

—

Upright Financial Corp assets under management

Upright Financial Corp is a registered investment adviser overseen by the SEC. The firm has been registered since 1991. It reports $83.1 million in regulatory assets under management and employs 4 people. Upright Financial Corp manages 1 private fund with combined gross assets of $12.5 million, including Upright Capital USA LLC. By regulatory assets, it ranks 5,539 of 5,911 private fund managers.

View on SEC.gov ↗

Upright Financial Corp private funds

1 funds · $12.5M GAV

Fund	Type	Gross assets	Min.
Upright Capital USA LLC	Hedge	$12.5M	$250K

Upright Financial Corp owners & executives

2 reported

Name	Title	Ownership	Since
Yowshang David Chiueh Control	President	Over 75%	1991
Yowshang David Chiueh Control	Chief Compliance Officer	Under 5%	2013

Frequently asked questions

How much does Upright Financial Corp manage?

Upright Financial Corp reports $83.1 million in regulatory assets under management on its Form ADV.

How many private funds does Upright Financial Corp manage?

Upright Financial Corp manages 1 private funds with combined gross assets of $12.5 million.

How many employees does Upright Financial Corp have?

Upright Financial Corp reports 4 employees.

Does Upright Financial Corp disclose fund performance?

Upright Financial Corp is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone	973-533-1818
Fax	973-743-0800
Office hours	9:30a.m. - 5p.m.
SEC region	New York Regional Office (NYRO)
CIK	1058587
Discloses disciplinary history	Yes

Assets under management

Discretionary	$83.1M
Non-discretionary	$0
Total (RAUM)	$83.1M