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Upskill Wealth Management, LLC

CRD 332762SEC# 801-131073Cortland, NY
Export (members)
No longer SEC-registered. Upskill Wealth Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.8M
Employees
2
Accounts
14
Location
Cortland, NY

Upskill Wealth Management, LLC assets under management

Upskill Wealth Management, LLC operates as an SEC-registered investment adviser based in Cortland, NY. It reports $1.8 million in regulatory assets under management and employs 2 people.
View on SEC.gov ↗

Upskill Wealth Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
Bret Alexander Hartman ControlManaging MemberOver 75%2024
Michael Rudolph Rosenthal ControlCcoUnder 5%2024

Frequently asked questions

How much does Upskill Wealth Management, LLC manage?

Upskill Wealth Management, LLC reports $1.8 million in regulatory assets under management on its Form ADV.

How many employees does Upskill Wealth Management, LLC have?

Upskill Wealth Management, LLC reports 2 employees.

Where is Upskill Wealth Management, LLC located?

Upskill Wealth Management, LLC is based in Cortland, NY.

Does Upskill Wealth Management, LLC disclose fund performance?

Upskill Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1 North Main Street, Suite 301, Cortland, NY 13045
Office hoursBy Appointment
Discloses disciplinary historyNo

Assets under management

Discretionary$1.8M
Non-discretionary$0
Total (RAUM)$1.8M