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Upstart Wealth Management, LLC

● SEC registered since 2021CRD 173728SEC# 801-121693
Export (members)
Reg. AUM
$294M
Employees
4
Accounts
202
Location

Upstart Wealth Management, LLC assets under management

Upstart Wealth Management, LLC is an SEC-registered investment adviser. The firm has been registered since 2021. It reports $294 million in regulatory assets under management and employs 4 people.

Upstart Wealth Management, LLC owners & executives

3 reported
NameTitleOwnershipSince
Christopher Dana Stanley ControlChief Compliance OfficerUnder 5%2021
Michael Alan Powsner ControlManaging MemberOver 75%2014
Russell Garrison Kroeger ControlMember & Financial Planner10-25%2019

Frequently asked questions

How much does Upstart Wealth Management, LLC manage?

Upstart Wealth Management, LLC reports $294 million in regulatory assets under management on its Form ADV.

How many employees does Upstart Wealth Management, LLC have?

Upstart Wealth Management, LLC reports 4 employees.

Does Upstart Wealth Management, LLC disclose fund performance?

Upstart Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone(415) 549-0646
Office hoursBy Appointment
SEC regionNew York Regional Office (NYRO)
CIK1902383
Discloses disciplinary historyNo

Assets under management

Discretionary$294M
Non-discretionary$0
Total (RAUM)$294M