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USA Financial Securities LLC

● SEC registered since 2007CRD 103857SEC# 801-68276Ada, MI
Export (members)
Reg. AUM
$301.5M
Employees
166
Accounts
1,750
Location
Ada, MI

USA Financial Securities LLC assets under management

USA Financial Securities LLC is an investment advisory firm registered with the SEC based in Ada, MI. The firm has been registered since 2007. It reports $301.5 million in regulatory assets under management and employs 166 people.

USA Financial Securities LLC owners & executives

27 reported
NameTitleOwnershipSince
Brent David Enders ControlPresident/Director/Trustee Of Brent D. Enders Trust U/A Dtd 06/17/2004Under 5%2005
Dawn M Thomason ControlChief Compliance OfficerUnder 5%2022
James Carroll McConnell ControlChief Operations OfficerUnder 5%2021
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Frequently asked questions

How much does USA Financial Securities LLC manage?

USA Financial Securities LLC reports $301.5 million in regulatory assets under management on its Form ADV.

How many employees does USA Financial Securities LLC have?

USA Financial Securities LLC reports 166 employees.

Where is USA Financial Securities LLC located?

USA Financial Securities LLC is based in Ada, MI and has been SEC-registered since 2007.

Does USA Financial Securities LLC disclose fund performance?

USA Financial Securities LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6020 East Fulton Street, Ada, MI 49301
Phone888-407-8198
Fax888-532-4757
Office hours8a.m. - 5p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$195.9M
Non-discretionary$105.6M
Total (RAUM)$301.5M