PPrivate Fund Data Log in Join · $37/mo

USA Mutuals Advisors, Inc.

● SEC registered since 2004CRD 131750SEC# 801-63216Dallas, TX
Export (members)
Reg. AUM
$87.4M
Employees
4
Accounts
2
Location
Dallas, TX

USA Mutuals Advisors, Inc. assets under management

USA Mutuals Advisors, Inc. operates as an SEC-registered investment adviser based in Dallas, TX. The firm has been registered since 2004. It reports $87.4 million in regulatory assets under management and employs 4 people.
www.usamutuals.com (portal to fund sites)View on SEC.gov ↗

USA Mutuals Advisors, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Andrew Paul ChicaChief Compliance OfficerUnder 5%2022
Paul Conde Strehle ControlPresident (06/2021), OwnerOver 75%2025
Robert Lance Baker ControlCfoUnder 5%2020

Frequently asked questions

How much does USA Mutuals Advisors, Inc. manage?

USA Mutuals Advisors, Inc. reports $87.4 million in regulatory assets under management on its Form ADV.

How many employees does USA Mutuals Advisors, Inc. have?

USA Mutuals Advisors, Inc. reports 4 employees.

Where is USA Mutuals Advisors, Inc. located?

USA Mutuals Advisors, Inc. is based in Dallas, TX and has been SEC-registered since 2004.

Does USA Mutuals Advisors, Inc. disclose fund performance?

USA Mutuals Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address700 N. Pearl, Ste. 900, Dallas, TX 75201
Phone(312) 714-5596
Office hours9:00 a.m. To 5:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$87.4M
Non-discretionary$0
Total (RAUM)$87.4M