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Valley Financial Management, Inc.

● SEC registered since 2018CRD 105387SEC# 801-113685New York, NY
Export (members)
Reg. AUM
$55K
Employees
102
Accounts
60
Location
New York, NY

Valley Financial Management, Inc. assets under management

Valley Financial Management, Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2018. It reports $55,000 in regulatory assets under management and employs 102 people.

Valley Financial Management, Inc. owners & executives

9 reported
NameTitleOwnershipSince
Christopher Jon Gawley ControlGeneral CounselUnder 5%2022
Christopher Michael Wilson ControlChief Compliance OfficerUnder 5%2015
Jamie Mayo ControlChief Financial OfficerUnder 5%2023
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Frequently asked questions

How much does Valley Financial Management, Inc. manage?

Valley Financial Management, Inc. reports $55,000 in regulatory assets under management on its Form ADV.

How many employees does Valley Financial Management, Inc. have?

Valley Financial Management, Inc. reports 102 employees.

Where is Valley Financial Management, Inc. located?

Valley Financial Management, Inc. is based in New York, NY and has been SEC-registered since 2018.

Does Valley Financial Management, Inc. disclose fund performance?

Valley Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address350 Madison Ave., Compliance 4th Floor, New York, NY 10017
Phone212-407-4362
Fax212-407-4351
Office hours5-Sep
SEC regionNew York Regional Office (NYRO)
CIK1128122
Discloses disciplinary historyYes

Assets under management

Discretionary$55K
Non-discretionary$0
Total (RAUM)$55K