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Valley Wealth Strategies, LLC

● SEC registered since 2018CRD 289737SEC# 801-113081Lodi, CA
Export (members)
Reg. AUM
$1.21B
Employees
30
Accounts
8,131
Location
Lodi, CA

Valley Wealth Strategies, LLC assets under management

Valley Wealth Strategies, LLC is an investment advisory firm registered with the SEC based in Lodi, CA. The firm has been registered since 2018. It reports $1.2 billion in regulatory assets under management and employs 30 people.

Valley Wealth Strategies, LLC owners & executives

2 reported
NameTitleOwnershipSince
Daniel Alan Raymond ControlManaging Member & PresidentOver 75%2017
Oscar Martinez ControlChief Compliance OfficerUnder 5%2020

Frequently asked questions

How much does Valley Wealth Strategies, LLC manage?

Valley Wealth Strategies, LLC reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does Valley Wealth Strategies, LLC have?

Valley Wealth Strategies, LLC reports 30 employees.

Where is Valley Wealth Strategies, LLC located?

Valley Wealth Strategies, LLC is based in Lodi, CA and has been SEC-registered since 2018.

Does Valley Wealth Strategies, LLC disclose fund performance?

Valley Wealth Strategies, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address404 W. Pine Street, Suite 6, Lodi, CA 95240
Phone(209) 366-1264
Fax(209) 334-4217
Office hours7:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$274M
Non-discretionary$931.2M
Total (RAUM)$1.21B