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Vaughan Nelson Investment Management, L.P.

● SEC registered since 1996CRD 106975SEC# 801-51795Houston, TX
Export (members)
Ranks #455 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$15.87B
Fund GAV
$3.3M
Private funds
1
Employees
47
Accounts
416
Location
Houston, TX

Vaughan Nelson Investment Management, L.P. assets under management

Vaughan Nelson Investment Management, L.P. is a registered investment adviser overseen by the SEC based in Houston, TX. The firm has been registered since 1996. It reports $15.9 billion in regulatory assets under management and employs 47 people. Vaughan Nelson Investment Management, L.P. manages 1 private fund with combined gross assets of $3.3 million, including Vnim09. By regulatory assets, it ranks 455 of 5,911 private fund managers.

Vaughan Nelson Investment Management, L.P. private funds

1 funds · $3.3M GAV
FundTypeGross assetsMin.
Vnim09Other Private$3.3M$50K

Vaughan Nelson Investment Management, L.P. owners & executives

15 reported
NameTitleOwnershipSince
Carlos Gonzalez ControlChief Compliance OfficerUnder 5%2022
Christopher David Wallis ControlDirector, Ceo & CioUnder 5%2011
David Lawrence Giunta ControlDirectorUnder 5%2013
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Frequently asked questions

How much does Vaughan Nelson Investment Management, L.P. manage?

Vaughan Nelson Investment Management, L.P. reports $15.9 billion in regulatory assets under management on its Form ADV.

How many private funds does Vaughan Nelson Investment Management, L.P. manage?

Vaughan Nelson Investment Management, L.P. manages 1 private funds with combined gross assets of $3.3 million.

How many employees does Vaughan Nelson Investment Management, L.P. have?

Vaughan Nelson Investment Management, L.P. reports 47 employees.

Where is Vaughan Nelson Investment Management, L.P. located?

Vaughan Nelson Investment Management, L.P. is based in Houston, TX and has been SEC-registered since 1996.

Does Vaughan Nelson Investment Management, L.P. disclose fund performance?

Vaughan Nelson Investment Management, L.P. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address600 Travis, Suite 3800, Houston, TX 77002-3071
Phone713-224-2545
Fax713-247-9534
Office hours8 a.m. To 5 p.m.
SEC regionFort Worth Regional Office (FWRO)
CIK1021642
Discloses disciplinary historyYes

Assets under management

Discretionary$15.86B
Non-discretionary$6.2M
Total (RAUM)$15.87B

Service providers

Custodian