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W&s Brokerage Services, Inc.

● SEC registered since 2018CRD 8099SEC# 801-113946Cincinnati, OH
Export (members)
Reg. AUM
$175.8M
Employees
95
Accounts
655
Location
Cincinnati, OH

W&s Brokerage Services, Inc. assets under management

W&s Brokerage Services, Inc. is a registered investment adviser overseen by the SEC based in Cincinnati, OH. The firm has been registered since 2018. It reports $175.8 million in regulatory assets under management and employs 95 people.

W&s Brokerage Services, Inc. owners & executives

19 reported
NameTitleOwnershipSince
Donald Joseph Wuebbling ControlDirectorUnder 5%2015
Douglas Edward MourneAvp, Brokerage OperationsUnder 5%2023
Gregory Michael Luebbe ControlAssistant Vice PresidentUnder 5%2003
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Frequently asked questions

How much does W&s Brokerage Services, Inc. manage?

W&s Brokerage Services, Inc. reports $175.8 million in regulatory assets under management on its Form ADV.

How many employees does W&s Brokerage Services, Inc. have?

W&s Brokerage Services, Inc. reports 95 employees.

Where is W&s Brokerage Services, Inc. located?

W&s Brokerage Services, Inc. is based in Cincinnati, OH and has been SEC-registered since 2018.

Does W&s Brokerage Services, Inc. disclose fund performance?

W&s Brokerage Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address400 Broadway, Cincinnati, OH 45202
Phone800-257-2135
Office hours8:00a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
CIK58833
Discloses disciplinary historyNo

Assets under management

Discretionary$175.8M
Non-discretionary$0
Total (RAUM)$175.8M