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Waddell & Associates, LLC

● SEC registered since 2016CRD 283723SEC# 801-107784Memphis, TN
Export (members)
Reg. AUM
$1.7B
Employees
21
Accounts
2,791
Location
Memphis, TN

Waddell & Associates, LLC assets under management

Waddell & Associates, LLC is a registered investment adviser overseen by the SEC based in Memphis, TN. The firm has been registered since 2016. It reports $1.7 billion in regulatory assets under management and employs 21 people.

Waddell & Associates, LLC owners & executives

15 reported
NameTitleOwnershipSince
David Sewall Waddell ControlPresident, Chief Executive Officer And DirectorUnder 5%2016
Focus Operating, LLC ControlMemberOver 75%2016
Patricia L Reeves ControlChief Compliance OfficerUnder 5%2025
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Frequently asked questions

How much does Waddell & Associates, LLC manage?

Waddell & Associates, LLC reports $1.7 billion in regulatory assets under management on its Form ADV.

How many employees does Waddell & Associates, LLC have?

Waddell & Associates, LLC reports 21 employees.

Where is Waddell & Associates, LLC located?

Waddell & Associates, LLC is based in Memphis, TN and has been SEC-registered since 2016.

Does Waddell & Associates, LLC disclose fund performance?

Waddell & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5188 Wheelis Drive, Memphis, TN 38117
Phone901-767-9187
Fax901-767-0056
Office hours9:00 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.7B
Non-discretionary$80K
Total (RAUM)$1.7B