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Walled Lake Planning & Wealth Management, LLC

● SEC registered since 2018CRD 299595SEC# 801-114386Highland Park, IL
Export (members)
Reg. AUM
$669.3M
Employees
8
Accounts
2,092
Location
Highland Park, IL

Walled Lake Planning & Wealth Management, LLC assets under management

Walled Lake Planning & Wealth Management, LLC is a registered investment adviser overseen by the SEC based in Highland Park, IL. The firm has been registered since 2018. It reports $669.3 million in regulatory assets under management and employs 8 people.

Walled Lake Planning & Wealth Management, LLC owners & executives

4 reported
NameTitleOwnershipSince
Gery Joseph SadzewiczChief Compliance OfficerUnder 5%2023
Howard Robert Klieger ControlManaging Director / Co-Founder50-75%2018
Noel Adam Cooper ControlManaging Director / Co-Founder25-50%2019
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Frequently asked questions

How much does Walled Lake Planning & Wealth Management, LLC manage?

Walled Lake Planning & Wealth Management, LLC reports $669.3 million in regulatory assets under management on its Form ADV.

How many employees does Walled Lake Planning & Wealth Management, LLC have?

Walled Lake Planning & Wealth Management, LLC reports 8 employees.

Where is Walled Lake Planning & Wealth Management, LLC located?

Walled Lake Planning & Wealth Management, LLC is based in Highland Park, IL and has been SEC-registered since 2018.

Does Walled Lake Planning & Wealth Management, LLC disclose fund performance?

Walled Lake Planning & Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address600 Elm Place, Highland Park, IL 60035
Phone(847) 616-2590
Office hours8a.m. To 5p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$669.3M
Non-discretionary$0
Total (RAUM)$669.3M