PPrivate Fund Data Log in Join · $37/mo

Walter & Keenan Wealth Management, LLC

● SEC registered since 1984CRD 104838SEC# 801-22367South Bend, IN
Export (members)
Reg. AUM
$844.6M
Employees
6
Accounts
418
Location
South Bend, IN

Walter & Keenan Wealth Management, LLC assets under management

Walter & Keenan Wealth Management, LLC operates as an SEC-registered investment adviser based in South Bend, IN. The firm has been registered since 1984. It reports $844.6 million in regulatory assets under management and employs 6 people.

Walter & Keenan Wealth Management, LLC owners & executives

5 reported
NameTitleOwnershipSince
Daniel William WolfsonOwner25-50%2023
James Arthur SawdonOwner25-50%2021
James F Keenan ControlPresident And Chief Compliance OfficerUnder 5%2000
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Walter & Keenan Wealth Management, LLC manage?

Walter & Keenan Wealth Management, LLC reports $844.6 million in regulatory assets under management on its Form ADV.

How many employees does Walter & Keenan Wealth Management, LLC have?

Walter & Keenan Wealth Management, LLC reports 6 employees.

Where is Walter & Keenan Wealth Management, LLC located?

Walter & Keenan Wealth Management, LLC is based in South Bend, IN and has been SEC-registered since 1984.

Does Walter & Keenan Wealth Management, LLC disclose fund performance?

Walter & Keenan Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address202 S. Michigan St., Suite 910, South Bend, IN 46601
Phone574-287-5977
Office hours5-Sep
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$721M
Non-discretionary$123.6M
Total (RAUM)$844.6M