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Walter C. Flower & Co., Inc

● SEC registered since 1978CRD 110775SEC# 801-14116New Orleans, LA
Export (members)
Reg. AUM
$470.9M
Employees
2
Accounts
38
Location
New Orleans, LA

Walter C. Flower & Co., Inc assets under management

Walter C. Flower & Co., Inc is a registered investment adviser overseen by the SEC based in New Orleans, LA. The firm has been registered since 1978. It reports $470.9 million in regulatory assets under management and employs 2 people.
View on SEC.gov ↗

Walter C. Flower & Co., Inc owners & executives

2 reported
NameTitleOwnershipSince
Peter Schwing Howard ControlPresident50-75%2022
Samuel P Schwing ControlChief Compliance OfficerUnder 5%2011

Frequently asked questions

How much does Walter C. Flower & Co., Inc manage?

Walter C. Flower & Co., Inc reports $470.9 million in regulatory assets under management on its Form ADV.

How many employees does Walter C. Flower & Co., Inc have?

Walter C. Flower & Co., Inc reports 2 employees.

Where is Walter C. Flower & Co., Inc located?

Walter C. Flower & Co., Inc is based in New Orleans, LA and has been SEC-registered since 1978.

Does Walter C. Flower & Co., Inc disclose fund performance?

Walter C. Flower & Co., Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3014 Dauphine St., New Orleans, LA 70117
Phone504-561-0138
Office hours8:30a.m.-4;30p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$428.8M
Non-discretionary$42.1M
Total (RAUM)$470.9M