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Wambolt & Associates, LLC

CRD 153454SEC# 801-71476Littleton, CO
Export (members)
No longer SEC-registered. Wambolt & Associates, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$586.8M
Employees
13
Accounts
1,898
Location
Littleton, CO

Wambolt & Associates, LLC assets under management

Wambolt & Associates, LLC operates as an SEC-registered investment adviser based in Littleton, CO. It reports $586.8 million in regulatory assets under management and employs 13 people.
View on SEC.gov ↗

Wambolt & Associates, LLC owners & executives

2 reported
NameTitleOwnershipSince
Cynthia Diane AlvarezShareholder5-10%2022
Gregory Alan Wambolt ControlManaging Member & Chief Compliance OfficerOver 75%2010

Frequently asked questions

How much does Wambolt & Associates, LLC manage?

Wambolt & Associates, LLC reports $586.8 million in regulatory assets under management on its Form ADV.

How many employees does Wambolt & Associates, LLC have?

Wambolt & Associates, LLC reports 13 employees.

Where is Wambolt & Associates, LLC located?

Wambolt & Associates, LLC is based in Littleton, CO.

Does Wambolt & Associates, LLC disclose fund performance?

Wambolt & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address13976 W. Bowles Avenue, Ste. 200, Littleton, CO 80127
Office hours8a.m. To 5p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$586.8M
Non-discretionary$0
Total (RAUM)$586.8M