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Wao Advisory, LLC

CRD 320688SEC# 801-124990Las Vegas, NV
Export (members)
No longer SEC-registered. Wao Advisory, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$6K
Employees
8
Accounts
2
Location
Las Vegas, NV

Wao Advisory, LLC assets under management

Wao Advisory, LLC is an SEC-registered investment adviser based in Las Vegas, NV. It reports $6,382 in regulatory assets under management and employs 8 people.

Wao Advisory, LLC owners & executives

4 reported
NameTitleOwnershipSince
Charles James Ives ControlChief Operating OfficerUnder 5%2023
Sharif Nesheiwat ControlCco & Chief Legal OfficerUnder 5%2024
Theresa Anh Fette ControlChief Executive OfficerUnder 5%2023
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Frequently asked questions

How much does Wao Advisory, LLC manage?

Wao Advisory, LLC reports $6,382 in regulatory assets under management on its Form ADV.

How many employees does Wao Advisory, LLC have?

Wao Advisory, LLC reports 8 employees.

Where is Wao Advisory, LLC located?

Wao Advisory, LLC is based in Las Vegas, NV.

Does Wao Advisory, LLC disclose fund performance?

Wao Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7336 W Post Road, Suite 111, Las Vegas, NV 89113
Office hours7:00a.m.-4:00p.m. Pst
Discloses disciplinary historyNo

Assets under management

Discretionary$6K
Non-discretionary$0
Total (RAUM)$6K