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Ward & Associates

● SEC registered since 1998CRD 107878SEC# 801-55927San Diego, CA
Export (members)
Reg. AUM
$191.3M
Employees
2
Accounts
55
Location
San Diego, CA

Ward & Associates assets under management

Ward & Associates operates as an SEC-registered investment adviser based in San Diego, CA. The firm has been registered since 1998. It reports $191.3 million in regulatory assets under management and employs 2 people.

Ward & Associates owners & executives

2 reported
NameTitleOwnershipSince
Jr. William Thompson Ward ControlGeneral Partner50-75%1997
Kevin Andrew Ward ControlGeneral Partner, Chief Compliance Officer50-75%2000

Frequently asked questions

How much does Ward & Associates manage?

Ward & Associates reports $191.3 million in regulatory assets under management on its Form ADV.

How many employees does Ward & Associates have?

Ward & Associates reports 2 employees.

Where is Ward & Associates located?

Ward & Associates is based in San Diego, CA and has been SEC-registered since 1998.

Does Ward & Associates disclose fund performance?

Ward & Associates is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3525 del Mar Heights Road, # 333, San Diego, CA 92130
Phone858-759-5330
Fax858-759-5334
Office hours8:00 a.m. - 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$175.8M
Non-discretionary$15.6M
Total (RAUM)$191.3M