| Name | Title | Ownership | Since |
|---|---|---|---|
| Ashleigh Cooper Swayze | Chief Compliance Officer | Under 5% | 2025 |
| James Alan Warner Control | Owner | Over 75% | 2025 |
Warner Group LLC reports $362.8 million in regulatory assets under management on its Form ADV.
Warner Group LLC reports 17 employees.
Warner Group LLC is based in Madison, CT and has been SEC-registered since 2025.
Warner Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 869 Boston Post Road, Madison, CT 06443 |
| Phone | 203-929-2727 |
| Office hours | 5-Aug |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $362.8M |
| Non-discretionary | $0 |
| Total (RAUM) | $362.8M |