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Waterford Capital Investment Advisory Services LLC

● SEC registered since 2017CRD 144172SEC# 801-108907Addison, TX
Export (members)
Reg. AUM
$171.4M
Employees
3
Accounts
327
Location
Addison, TX

Waterford Capital Investment Advisory Services LLC assets under management

Waterford Capital Investment Advisory Services LLC is an SEC-registered investment adviser based in Addison, TX. The firm has been registered since 2017. It reports $171.4 million in regulatory assets under management and employs 3 people.

Waterford Capital Investment Advisory Services LLC owners & executives

1 reported
NameTitleOwnershipSince
David Patrick Oconnor ControlManaging Member, President And Chief Compliance OfficerOver 75%2007

Frequently asked questions

How much does Waterford Capital Investment Advisory Services LLC manage?

Waterford Capital Investment Advisory Services LLC reports $171.4 million in regulatory assets under management on its Form ADV.

How many employees does Waterford Capital Investment Advisory Services LLC have?

Waterford Capital Investment Advisory Services LLC reports 3 employees.

Where is Waterford Capital Investment Advisory Services LLC located?

Waterford Capital Investment Advisory Services LLC is based in Addison, TX and has been SEC-registered since 2017.

Does Waterford Capital Investment Advisory Services LLC disclose fund performance?

Waterford Capital Investment Advisory Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address14275 Midway Road, Suite 138, Addison, TX 75001
Phone214-363-6920
Fax214-363-6930
Office hours4-Jul
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyYes

Assets under management

Discretionary
Non-discretionary$171.4M
Total (RAUM)$171.4M