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Waterstone Financial Advisory LLC

● SEC registered since 2023CRD 325012SEC# 801-127693Fort Myers, FL
Export (members)
Reg. AUM
$225.6M
Employees
5
Accounts
901
Location
Fort Myers, FL

Waterstone Financial Advisory LLC assets under management

Waterstone Financial Advisory LLC is an SEC-registered investment adviser based in Fort Myers, FL. The firm has been registered since 2023. It reports $225.6 million in regulatory assets under management and employs 5 people.
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Waterstone Financial Advisory LLC owners & executives

2 reported
NameTitleOwnershipSince
James Stuart Gallagher ControlPresidentOver 75%2023
Phillip Taylor McGrathChief Compliance Officer & Director Of OperationsUnder 5%2025

Frequently asked questions

How much does Waterstone Financial Advisory LLC manage?

Waterstone Financial Advisory LLC reports $225.6 million in regulatory assets under management on its Form ADV.

How many employees does Waterstone Financial Advisory LLC have?

Waterstone Financial Advisory LLC reports 5 employees.

Where is Waterstone Financial Advisory LLC located?

Waterstone Financial Advisory LLC is based in Fort Myers, FL and has been SEC-registered since 2023.

Does Waterstone Financial Advisory LLC disclose fund performance?

Waterstone Financial Advisory LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address12597 New Brittany Blvd, Fort Myers, FL 33907
Phone239-288-0977
FaxN/A
Office hours9:00 a.m. To 5:00 p.m. Pst
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$223M
Non-discretionary$2.7M
Total (RAUM)$225.6M