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Waterton Investment Adviser, L.L.C.

● SEC registered since 2017CRD 285602SEC# 801-109009Chicago, IL
Export (members)
Ranks #1,180 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$4.51B
Fund GAV
$4.43B
Private funds
11
Employees
224
Accounts
16
Location
Chicago, IL

Waterton Investment Adviser, L.L.C. assets under management

Waterton Investment Adviser, L.L.C. operates as an SEC-registered investment adviser based in Chicago, IL. The firm has been registered since 2017. It reports $4.5 billion in regulatory assets under management and employs 224 people. Waterton Investment Adviser, L.L.C. manages 11 private funds with combined gross assets of $4.4 billion, including Waterton Residential Property Venture XV, L.P. By regulatory assets, it ranks 1,180 of 5,911 private fund managers.

Waterton Investment Adviser, L.L.C. private funds

11 funds · $4.43B GAV
FundTypeGross assetsMin.
Waterton Residential Property Venture XV, L.P.Real Estate$1.31B$500K
Waterton Residential Property Venture XIV, L.P.Real Estate$995.1M$500K
Waterton Residential Property Venture XIII, L.P.Real Estate$736.8M$597K
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Waterton Investment Adviser, L.L.C. owners & executives

19 reported
NameTitleOwnershipSince
David Reuben Schwartz ControlChief Executive Officer And ChairmanUnder 5%2013
Erick Steven Harris ControlGeneral CounselUnder 5%2024
Michelle Christine Wells ControlManaging Partner, Investor RelationsUnder 5%2022
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Frequently asked questions

How much does Waterton Investment Adviser, L.L.C. manage?

Waterton Investment Adviser, L.L.C. reports $4.5 billion in regulatory assets under management on its Form ADV.

How many private funds does Waterton Investment Adviser, L.L.C. manage?

Waterton Investment Adviser, L.L.C. manages 11 private funds with combined gross assets of $4.4 billion.

How many employees does Waterton Investment Adviser, L.L.C. have?

Waterton Investment Adviser, L.L.C. reports 224 employees.

Where is Waterton Investment Adviser, L.L.C. located?

Waterton Investment Adviser, L.L.C. is based in Chicago, IL and has been SEC-registered since 2017.

Does Waterton Investment Adviser, L.L.C. disclose fund performance?

Waterton Investment Adviser, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address222 S. Riverside Plaza, Suite 2000, Chicago, IL 60606
Phone312-948-4500
Fax312-948-4501
Office hours8:30 a.m. To 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Umbrella registrationYes
Discloses disciplinary historyNo

Assets under management

Discretionary$4.51B
Non-discretionary$0
Total (RAUM)$4.51B