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Wax Asset Management LLC

● SEC registered since 2026CRD 157405SEC# 801-135836
Export (members)
Reg. AUM
$181.2M
Employees
1
Accounts
125
Location

Wax Asset Management LLC assets under management

Wax Asset Management LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2026. It reports $181.2 million in regulatory assets under management and employs 1 people.

Wax Asset Management LLC owners & executives

2 reported
NameTitleOwnershipSince
Evan Heath Wax ControlManaging Member/Chief Compliance Officer50-75%2011
Ingrid Kvam Wax ControlMember50-75%2011

Frequently asked questions

How much does Wax Asset Management LLC manage?

Wax Asset Management LLC reports $181.2 million in regulatory assets under management on its Form ADV.

How many employees does Wax Asset Management LLC have?

Wax Asset Management LLC reports 1 employees.

Does Wax Asset Management LLC disclose fund performance?

Wax Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone(203) 941-0111
Office hours7:00 a.m. - 6:00 p.m.
SEC regionBoston Regional Office (BRO)
CIK1598207
Discloses disciplinary historyNo

Assets under management

Discretionary$181.2M
Non-discretionary$0
Total (RAUM)$181.2M