PPrivate Fund Data Log in Join · $37/mo

Wealth Compass Financial, Inc.

● SEC registered since 2026CRD 290139SEC# 801-134778Carlsbad, CA
Export (members)
Reg. AUM
$105.8M
Employees
2
Accounts
546
Location
Carlsbad, CA

Wealth Compass Financial, Inc. assets under management

Wealth Compass Financial, Inc. is a registered investment adviser overseen by the SEC based in Carlsbad, CA. The firm has been registered since 2026. It reports $105.8 million in regulatory assets under management and employs 2 people.
www.linkedin.com/company/11350803View on SEC.gov ↗

Wealth Compass Financial, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Steven Thomas Nuckols ControlPresident & Chief Compliance OfficerOver 75%2017

Frequently asked questions

How much does Wealth Compass Financial, Inc. manage?

Wealth Compass Financial, Inc. reports $105.8 million in regulatory assets under management on its Form ADV.

How many employees does Wealth Compass Financial, Inc. have?

Wealth Compass Financial, Inc. reports 2 employees.

Where is Wealth Compass Financial, Inc. located?

Wealth Compass Financial, Inc. is based in Carlsbad, CA and has been SEC-registered since 2026.

Does Wealth Compass Financial, Inc. disclose fund performance?

Wealth Compass Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5860 Owens Avenue, Suite 150, Carlsbad, CA 92008
Phone760-509-4000
Fax760-509-4646
Office hours9:00a.m. - 5:00p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$105.8M
Non-discretionary$0
Total (RAUM)$105.8M