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Wells Fargo Investment Institute, Inc.

● SEC registered since 2005CRD 133204SEC# 801-64191Charlotte, NC
Export (members)
Reg. AUM
$40.82B
Employees
233
Accounts
14,594
Location
Charlotte, NC

Wells Fargo Investment Institute, Inc. assets under management

Wells Fargo Investment Institute, Inc. is an SEC-registered investment adviser based in Charlotte, NC. The firm has been registered since 2005. It reports $40.8 billion in regulatory assets under management and employs 233 people.

Wells Fargo Investment Institute, Inc. owners & executives

9 reported
NameTitleOwnershipSince
Barry Sommers ControlDirector (board Member)Under 5%2020
Britta Perkio McCorduck ControlManaging Director And SecretaryUnder 5%2019
Daniel James Mavico ControlSenior Vice President And Chief Compliance OfficerUnder 5%2017
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Frequently asked questions

How much does Wells Fargo Investment Institute, Inc. manage?

Wells Fargo Investment Institute, Inc. reports $40.8 billion in regulatory assets under management on its Form ADV.

How many employees does Wells Fargo Investment Institute, Inc. have?

Wells Fargo Investment Institute, Inc. reports 233 employees.

Where is Wells Fargo Investment Institute, Inc. located?

Wells Fargo Investment Institute, Inc. is based in Charlotte, NC and has been SEC-registered since 2005.

Does Wells Fargo Investment Institute, Inc. disclose fund performance?

Wells Fargo Investment Institute, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address550 South Tryon Street, 40th Floor, Charlotte, NC 28202
Phone314-354-5814
Office hours8 a.m. - 5 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$40.82B
Non-discretionary$0
Total (RAUM)$40.82B