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West Financial Strategies, Inc.

● SEC registered since 2026CRD 118241SEC# 801-136450Sanford, NC
Export (members)
Reg. AUM
$121M
Employees
3
Accounts
318
Location
Sanford, NC

West Financial Strategies, Inc. assets under management

West Financial Strategies, Inc. is an investment advisory firm registered with the SEC based in Sanford, NC. The firm has been registered since 2026. It reports $121 million in regulatory assets under management and employs 3 people.
westfinancialstrategies.comView on SEC.gov ↗

West Financial Strategies, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Milton Lee West ControlPresident, Chief Compliance OfficerOver 75%1996

Frequently asked questions

How much does West Financial Strategies, Inc. manage?

West Financial Strategies, Inc. reports $121 million in regulatory assets under management on its Form ADV.

How many employees does West Financial Strategies, Inc. have?

West Financial Strategies, Inc. reports 3 employees.

Where is West Financial Strategies, Inc. located?

West Financial Strategies, Inc. is based in Sanford, NC and has been SEC-registered since 2026.

Does West Financial Strategies, Inc. disclose fund performance?

West Financial Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address301 Court Square, Sanford, NC 27330
Phone919-774-8664
Fax919-774-6617
Office hours9:00 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$121M
Non-discretionary$0
Total (RAUM)$121M