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Western Financial Corporation

● SEC registered since 2020CRD 6118SEC# 801-117841San Diego, CA
Export (members)
Reg. AUM
$282.5M
Employees
6
Accounts
391
Location
San Diego, CA

Western Financial Corporation assets under management

Western Financial Corporation operates as an SEC-registered investment adviser based in San Diego, CA. The firm has been registered since 2020. It reports $282.5 million in regulatory assets under management and employs 6 people.

Western Financial Corporation owners & executives

2 reported
NameTitleOwnershipSince
Richard S. Levenson Trust U/A 12/02/2014 ControlShareholderOver 75%2015
Richard Steven Levenson ControlPresident, Ceo, Cco & Cio (since 12/2016), Trustee Of The Richard S. Levenson Trust U/A 12/02/2014 (since 04/2015)Under 5%2016

Frequently asked questions

How much does Western Financial Corporation manage?

Western Financial Corporation reports $282.5 million in regulatory assets under management on its Form ADV.

How many employees does Western Financial Corporation have?

Western Financial Corporation reports 6 employees.

Where is Western Financial Corporation located?

Western Financial Corporation is based in San Diego, CA and has been SEC-registered since 2020.

Does Western Financial Corporation disclose fund performance?

Western Financial Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address13400 Sabre Springs Parkway, Ste. 170, San Diego, CA 92128
Phone619-544-0260
Fax619-234-2421
Office hours6:30 a.m. - 4:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$282.5M
Non-discretionary$0
Total (RAUM)$282.5M