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Whelan Financial

● SEC registered since 1991CRD 107227SEC# 801-40071Fresno, CA
Export (members)
Reg. AUM
$674.6M
Employees
8
Accounts
1,581
Location
Fresno, CA

Whelan Financial assets under management

Whelan Financial is a registered investment adviser overseen by the SEC based in Fresno, CA. The firm has been registered since 1991. It reports $674.6 million in regulatory assets under management and employs 8 people.

Whelan Financial owners & executives

4 reported
NameTitleOwnershipSince
Michael James RyanChief Compliance OfficerUnder 5%2023
Portia Lissi White ControlChief Executive Officer And Partner10-25%2013
Taylor John Whelan ControlChief Financial Officer5-10%2014
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Frequently asked questions

How much does Whelan Financial manage?

Whelan Financial reports $674.6 million in regulatory assets under management on its Form ADV.

How many employees does Whelan Financial have?

Whelan Financial reports 8 employees.

Where is Whelan Financial located?

Whelan Financial is based in Fresno, CA and has been SEC-registered since 1991.

Does Whelan Financial disclose fund performance?

Whelan Financial is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7700 North Palm Ave. #201, Fresno, CA 93711-5780
Phone559-228-8002
Fax559-228-8028
Office hours8:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK1894921
Discloses disciplinary historyNo

Assets under management

Discretionary$674.6M
Non-discretionary$0
Total (RAUM)$674.6M