PPrivate Fund Data Log in Join · $37/mo

Williams Financial, LLC

● SEC registered since 2020CRD 137038SEC# 801-118678North Bennington, VT
Export (members)
Reg. AUM
$191.1M
Employees
7
Accounts
803
Location
North Bennington, VT

Williams Financial, LLC assets under management

Williams Financial, LLC operates as an SEC-registered investment adviser based in North Bennington, VT. The firm has been registered since 2020. It reports $191.1 million in regulatory assets under management and employs 7 people.
www.williamsfinancial.netView on SEC.gov ↗

Williams Financial, LLC owners & executives

1 reported
NameTitleOwnershipSince
James Jason Williams ControlPresident/Chief Compliance OfficerOver 75%2005

Frequently asked questions

How much does Williams Financial, LLC manage?

Williams Financial, LLC reports $191.1 million in regulatory assets under management on its Form ADV.

How many employees does Williams Financial, LLC have?

Williams Financial, LLC reports 7 employees.

Where is Williams Financial, LLC located?

Williams Financial, LLC is based in North Bennington, VT and has been SEC-registered since 2020.

Does Williams Financial, LLC disclose fund performance?

Williams Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address12 Main Street, North Bennington, VT 05257
Phone866-986-4469
Office hours9a.m.- 5p.m. (Closed For Lunch 12p.m.-1p.m.)
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$184.7M
Non-discretionary$6.3M
Total (RAUM)$191.1M