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Williams, Garth Alan

● SEC registered since 2025CRD 142563SEC# 801-132222
Export (members)
Reg. AUM
$136.2M
Employees
4
Accounts
302
Location

Williams, Garth Alan assets under management

Williams, Garth Alan is a registered investment adviser overseen by the SEC. The firm has been registered since 2025. It reports $136.2 million in regulatory assets under management and employs 4 people.

Williams, Garth Alan owners & executives

1 reported
NameTitleOwnershipSince
Garth Alan Williams ControlOwner, Chief Compliance OfficerOver 75%2006

Frequently asked questions

How much does Williams, Garth Alan manage?

Williams, Garth Alan reports $136.2 million in regulatory assets under management on its Form ADV.

How many employees does Williams, Garth Alan have?

Williams, Garth Alan reports 4 employees.

Does Williams, Garth Alan disclose fund performance?

Williams, Garth Alan is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone(650) 917-3400
Fax(650) 917-3400
Office hoursBy Appointment
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$135.4M
Non-discretionary$762K
Total (RAUM)$136.2M