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Willow Financial LLC

● SEC registered since 2024CRD 325785SEC# 801-131403Rogers, AR
Export (members)
Reg. AUM
$110.1M
Employees
6
Accounts
326
Location
Rogers, AR

Willow Financial LLC assets under management

Willow Financial LLC is an investment advisory firm registered with the SEC based in Rogers, AR. The firm has been registered since 2024. It reports $110.1 million in regulatory assets under management and employs 6 people.
www.linkedin.com/company/pathway-by-willowView on SEC.gov ↗

Willow Financial LLC owners & executives

3 reported
NameTitleOwnershipSince
Madison Elizabeth Derden ControlMember, Financial Advisor5-10%2025
Philip A Kapler ControlMember / Principal And Chief Compliance Officer25-50%2023
Steven Michael Schmitt ControlManaging Member / Principal50-75%2023

Frequently asked questions

How much does Willow Financial LLC manage?

Willow Financial LLC reports $110.1 million in regulatory assets under management on its Form ADV.

How many employees does Willow Financial LLC have?

Willow Financial LLC reports 6 employees.

Where is Willow Financial LLC located?

Willow Financial LLC is based in Rogers, AR and has been SEC-registered since 2024.

Does Willow Financial LLC disclose fund performance?

Willow Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2860 West Walnut Street, Suite 100, Rogers, AR 72756
Phone(479) 709-3949
Fax(479) 412-3898
Office hours8:30a.m. To 5:00p.m.
SEC regionFort Worth Regional Office (FWRO)
CIK2077046
Discloses disciplinary historyNo

Assets under management

Discretionary$110.1M
Non-discretionary$0
Total (RAUM)$110.1M