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Win Advisors, Inc

● SEC registered since 2019CRD 300351SEC# 801-115311Palm Beach Gardens, FL
Export (members)
Reg. AUM
$238.5M
Employees
4
Accounts
4,311
Location
Palm Beach Gardens, FL

Win Advisors, Inc assets under management

Win Advisors, Inc is a registered investment adviser overseen by the SEC based in Palm Beach Gardens, FL. The firm has been registered since 2019. It reports $238.5 million in regulatory assets under management and employs 4 people.

Win Advisors, Inc owners & executives

4 reported
NameTitleOwnershipSince
Barry Richard RittmanTreasurerUnder 5%2018
Denis Stephen Walsh ControlDirector And PresidentUnder 5%2018
Mary Therese WalshSecretary And Chief Compliance OfficerUnder 5%2018
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Frequently asked questions

How much does Win Advisors, Inc manage?

Win Advisors, Inc reports $238.5 million in regulatory assets under management on its Form ADV.

How many employees does Win Advisors, Inc have?

Win Advisors, Inc reports 4 employees.

Where is Win Advisors, Inc located?

Win Advisors, Inc is based in Palm Beach Gardens, FL and has been SEC-registered since 2019.

Does Win Advisors, Inc disclose fund performance?

Win Advisors, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11440 Jog Road, Palm Beach Gardens, FL 33418
Phone561-472-2000
Fax561-472-2055
Office hours8:30 To 5:30
SEC regionMiami Regional Office (MIRO)
CIK1897144
Discloses disciplinary historyNo

Assets under management

Discretionary$238.5M
Non-discretionary$0
Total (RAUM)$238.5M