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Windsor Capital Management, LLC

● SEC registered since 2005CRD 116593SEC# 801-64200Phoenix, AZ
Export (members)
Reg. AUM
$665M
Employees
8
Accounts
1,195
Location
Phoenix, AZ

Windsor Capital Management, LLC assets under management

Windsor Capital Management, LLC is an investment advisory firm registered with the SEC based in Phoenix, AZ. The firm has been registered since 2005. It reports $665 million in regulatory assets under management and employs 8 people.
www.moneyuncomplicated.netView on SEC.gov ↗

Windsor Capital Management, LLC owners & executives

6 reported
NameTitleOwnershipSince
Darren Lane Whitehurst ControlChief ManagerUnder 5%2000
Donald Edward Peppler ControlChief Compliance OfficerUnder 5%2008
Peppler Capital Advisors, Inc ControlOwner25-50%2009
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Frequently asked questions

How much does Windsor Capital Management, LLC manage?

Windsor Capital Management, LLC reports $665 million in regulatory assets under management on its Form ADV.

How many employees does Windsor Capital Management, LLC have?

Windsor Capital Management, LLC reports 8 employees.

Where is Windsor Capital Management, LLC located?

Windsor Capital Management, LLC is based in Phoenix, AZ and has been SEC-registered since 2005.

Does Windsor Capital Management, LLC disclose fund performance?

Windsor Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address20860 North Tatum Blvd., Suite 220, Phoenix, AZ 85050
Phone480-515-3514
Fax602-357-7457
Office hours7:00 a.m. - 4:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1543100
Discloses disciplinary historyNo

Assets under management

Discretionary$665M
Non-discretionary$0
Total (RAUM)$665M