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Windward Private Wealth Management Inc.

● SEC registered since 2014CRD 113761SEC# 801-79647Overland Park, KS
Export (members)
Reg. AUM
$273.8M
Employees
9
Accounts
937
Location
Overland Park, KS

Windward Private Wealth Management Inc. assets under management

Windward Private Wealth Management Inc. is an investment advisory firm registered with the SEC based in Overland Park, KS. The firm has been registered since 2014. It reports $273.8 million in regulatory assets under management and employs 9 people.

Windward Private Wealth Management Inc. owners & executives

14 reported
NameTitleOwnershipSince
Andrew S. Osborne, Tte Andrew Steven Osborne and Lindsey Deann Osborne Rev Tr U/A 7-1-10 ControlShareholder25-50%2019
Andrew Steven Osborne ControlCeo, Co-Cio, President & Trustee Of Andrew S. Osborne, Tte Andrew Steven Osborne And Lindsey Deann Osborne Rev Tr U/A 7-1-10Under 5%2010
Brad Joseph Harrison ControlChief Compliance Officer, Chief Financial Officer, Treasurer And Tax Manager5-10%2022
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Frequently asked questions

How much does Windward Private Wealth Management Inc. manage?

Windward Private Wealth Management Inc. reports $273.8 million in regulatory assets under management on its Form ADV.

How many employees does Windward Private Wealth Management Inc. have?

Windward Private Wealth Management Inc. reports 9 employees.

Where is Windward Private Wealth Management Inc. located?

Windward Private Wealth Management Inc. is based in Overland Park, KS and has been SEC-registered since 2014.

Does Windward Private Wealth Management Inc. disclose fund performance?

Windward Private Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10955 Lowell Avenue, Suite 410, Overland Park, KS 66210
Phone913-381-7411
Fax913-381-7609
Office hours8:30 - 5:00 (M-Th); 8:30-3p.m. (F)
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$273.8M
Non-discretionary$0
Total (RAUM)$273.8M