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Winter & Associates, Inc.

● SEC registered since 2022CRD 310349SEC# 801-123146St. Paul, MN
Export (members)
Reg. AUM
$147.5M
Employees
5
Accounts
528
Location
St. Paul, MN

Winter & Associates, Inc. assets under management

Winter & Associates, Inc. is an investment advisory firm registered with the SEC based in St. Paul, MN. The firm has been registered since 2022. It reports $147.5 million in regulatory assets under management and employs 5 people.
www.linkedin.com/company/winter-&-associates-inc.View on SEC.gov ↗

Winter & Associates, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Nicole Winter Tietel ControlPresident, Chief Compliance Officer And Investment AdvisorOver 75%2001

Frequently asked questions

How much does Winter & Associates, Inc. manage?

Winter & Associates, Inc. reports $147.5 million in regulatory assets under management on its Form ADV.

How many employees does Winter & Associates, Inc. have?

Winter & Associates, Inc. reports 5 employees.

Where is Winter & Associates, Inc. located?

Winter & Associates, Inc. is based in St. Paul, MN and has been SEC-registered since 2022.

Does Winter & Associates, Inc. disclose fund performance?

Winter & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address964 Grand Avenue, St. Paul, MN 55105
Phone(651) 414-5000
Fax(651) 414-5004
Office hours7:30a.m. - 4:30p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$137.7M
Non-discretionary$9.7M
Total (RAUM)$147.5M