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Wmg Financial Advisors, LLC

● SEC registered since 2019CRD 285824SEC# 801-116718Knoxville, TN
Export (members)
Reg. AUM
$614.9M
Employees
18
Accounts
1,940
Location
Knoxville, TN

Wmg Financial Advisors, LLC assets under management

Wmg Financial Advisors, LLC is an SEC-registered investment adviser based in Knoxville, TN. The firm has been registered since 2019. It reports $614.9 million in regulatory assets under management and employs 18 people.
www.markashfordadvisor.comView on SEC.gov ↗

Wmg Financial Advisors, LLC owners & executives

2 reported
NameTitleOwnershipSince
D William Bergner ControlManaging Member & Chief Executive OfficerOver 75%2016
Elizabeth Claire Dewan ControlChief Compliance OfficerUnder 5%2021

Frequently asked questions

How much does Wmg Financial Advisors, LLC manage?

Wmg Financial Advisors, LLC reports $614.9 million in regulatory assets under management on its Form ADV.

How many employees does Wmg Financial Advisors, LLC have?

Wmg Financial Advisors, LLC reports 18 employees.

Where is Wmg Financial Advisors, LLC located?

Wmg Financial Advisors, LLC is based in Knoxville, TN and has been SEC-registered since 2019.

Does Wmg Financial Advisors, LLC disclose fund performance?

Wmg Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address620 Mabry Hood Road, Suite 101, Knoxville, TN 37932
Phone(865) 290-4000
Fax(865) 290-4018
Office hours9:00 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$512.6M
Non-discretionary$102.2M
Total (RAUM)$614.9M