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Wolff Wiese Magana LLC

● SEC registered since 2011CRD 157620SEC# 801-72588Carslbad, CA
Export (members)
Reg. AUM
$342.1M
Employees
8
Accounts
1,548
Location
Carslbad, CA

Wolff Wiese Magana LLC assets under management

Wolff Wiese Magana LLC is an SEC-registered investment adviser based in Carslbad, CA. The firm has been registered since 2011. It reports $342.1 million in regulatory assets under management and employs 8 people.
www.facebook.com/wwmfinancialView on SEC.gov ↗

Wolff Wiese Magana LLC owners & executives

3 reported
NameTitleOwnershipSince
Catherine Mary Magana ControlManaging Member25-50%2011
Kerry Annette Harmon ControlChief Compliance OfficerUnder 5%2011
Steven Ray Wolff ControlManaging Member25-50%2011

Frequently asked questions

How much does Wolff Wiese Magana LLC manage?

Wolff Wiese Magana LLC reports $342.1 million in regulatory assets under management on its Form ADV.

How many employees does Wolff Wiese Magana LLC have?

Wolff Wiese Magana LLC reports 8 employees.

Where is Wolff Wiese Magana LLC located?

Wolff Wiese Magana LLC is based in Carslbad, CA and has been SEC-registered since 2011.

Does Wolff Wiese Magana LLC disclose fund performance?

Wolff Wiese Magana LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2131 Palomar Airport Rd., Suite 330, Carslbad, CA 92011
Phone(760) 692-5190
Fax(760) 692-5162
Office hours6:30a.m. - 4:00p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$312M
Non-discretionary$30.1M
Total (RAUM)$342.1M