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Yim Investment Management, LLC

● SEC registered since 2005CRD 136984SEC# 801-64818Honolulu, HI
Export (members)
Reg. AUM
$248M
Employees
5
Accounts
1,650
Location
Honolulu, HI

Yim Investment Management, LLC assets under management

Yim Investment Management, LLC is an SEC-registered investment adviser based in Honolulu, HI. The firm has been registered since 2005. It reports $248 million in regulatory assets under management and employs 5 people.

Yim Investment Management, LLC owners & executives

3 reported
NameTitleOwnershipSince
Kaide LiuChief Compliance Officer (cco)Under 5%2024
Mario Kai Ming Yim ControlManaging Member & Chief Investment Officer50-75%2005
Susie Lau Ing ControlMarketing ManagerUnder 5%2005

Frequently asked questions

How much does Yim Investment Management, LLC manage?

Yim Investment Management, LLC reports $248 million in regulatory assets under management on its Form ADV.

How many employees does Yim Investment Management, LLC have?

Yim Investment Management, LLC reports 5 employees.

Where is Yim Investment Management, LLC located?

Yim Investment Management, LLC is based in Honolulu, HI and has been SEC-registered since 2005.

Does Yim Investment Management, LLC disclose fund performance?

Yim Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1950 Young Street Suite 288, Honolulu, HI 96826-2150
Phone808-955-8800
Fax(888)557-2816
Office hours8:00 a.m. To 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$239.4M
Non-discretionary$8.6M
Total (RAUM)$248M