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Zazove Associates LLC

● SEC registered since 1989CRD 104751SEC# 801-34818Incline Village, NV
Export (members)
Ranks #1,861 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$2.07B
Fund GAV
$240.5M
Private funds
5
Employees
22
Accounts
74
Location
Incline Village, NV

Zazove Associates LLC assets under management

Zazove Associates LLC is a registered investment adviser overseen by the SEC based in Incline Village, NV. The firm has been registered since 1989. It reports $2.1 billion in regulatory assets under management and employs 22 people. Zazove Associates LLC manages 5 private funds with combined gross assets of $240.5 million, including Zazove Hedged Convertible Fund, L.P. By regulatory assets, it ranks 1,861 of 5,911 private fund managers.

Zazove Associates LLC private funds

5 funds · $240.5M GAV
FundTypeGross assetsMin.
Zazove Hedged Convertible Fund, L.P.Hedge$97.6M$1M
Zazove Investment Grade Blend Convertible Fund, L.P.Hedge$51.3M$1M
Zazove Convertible Securities Fund, L.P.Hedge$36.9M$500K
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Zazove Associates LLC owners & executives

5 reported
NameTitleOwnershipSince
Gene Thomas Pretti ControlChief Executive Officer; MemberUnder 5%1995
Robert Ryan Shelby ControlManaging Partner/Member10-25%2023
Samuel Nellis GinocchioChief Compliance OfficerUnder 5%2023
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Frequently asked questions

How much does Zazove Associates LLC manage?

Zazove Associates LLC reports $2.1 billion in regulatory assets under management on its Form ADV.

How many private funds does Zazove Associates LLC manage?

Zazove Associates LLC manages 5 private funds with combined gross assets of $240.5 million.

How many employees does Zazove Associates LLC have?

Zazove Associates LLC reports 22 employees.

Where is Zazove Associates LLC located?

Zazove Associates LLC is based in Incline Village, NV and has been SEC-registered since 1989.

Does Zazove Associates LLC disclose fund performance?

Zazove Associates LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1001 Tahoe Blvd, Incline Village, NV 89451
Phone775.298.7500
Fax775.298.7599
Office hours6:00a.m. - 3:30p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1009012
Discloses disciplinary historyNo

Assets under management

Discretionary$2.07B
Non-discretionary$0
Total (RAUM)$2.07B

Service providers

Auditor
Prime broker
Administrator