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Alex Gates

Chief Compliance OfficerClayton Partners LLCCRD 6842445

About Alex Gates

Alex Gates is listed as Chief Compliance Officer at Clayton Partners LLC in Berkeley, CA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Clayton Partners LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Alex Gates work?

Alex Gates is listed as Chief Compliance Officer at Clayton Partners LLC on SEC Form ADV.

How much of Clayton Partners LLC does Alex Gates own?

Form ADV reports a beneficial ownership band of Under 5%.

Clayton Partners LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2017
View Clayton Partners LLC →