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Anh Ngoc Lam

Chief Compliance OfficerWest Financial Services, Inc.CRD 6286196

About Anh Ngoc Lam

Anh Ngoc Lam is listed as Chief Compliance Officer at West Financial Services, Inc. in McLean, VA. Form ADV reports a beneficial ownership band of Under 5%. Anh Ngoc Lam is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of West Financial Services, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Anh Ngoc Lam work?

Anh Ngoc Lam is listed as Chief Compliance Officer at West Financial Services, Inc. on SEC Form ADV.

How much of West Financial Services, Inc. does Anh Ngoc Lam own?

Form ADV reports a beneficial ownership band of Under 5%.

West Financial Services, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2020
View West Financial Services, Inc. →

Ssb Wealth Management, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2020
View Ssb Wealth Management, Inc. →