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Ann Lamontagne Swartz

Chief Compliance OfficerIntegrated Wealth Concepts LLCCRD 2014737

About Ann Lamontagne Swartz

Ann Lamontagne Swartz is listed as Chief Compliance Officer at Integrated Wealth Concepts LLC in Waltham, MA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Integrated Wealth Concepts LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Ann Lamontagne Swartz work?

Ann Lamontagne Swartz is listed as Chief Compliance Officer at Integrated Wealth Concepts LLC on SEC Form ADV.

How much of Integrated Wealth Concepts LLC does Ann Lamontagne Swartz own?

Form ADV reports a beneficial ownership band of Under 5%.

Integrated Wealth Concepts LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023