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Anne Jenelle Dorian

General Counsel, Chief Compliance OfficerMariner Wealth Advisors-Ic, LLCCRD 5736231

About Anne Jenelle Dorian

Anne Jenelle Dorian is listed as General Counsel, Chief Compliance Officer at Mariner Wealth Advisors-Ic, LLC in Overland Park, KS. Form ADV reports a beneficial ownership band of Under 5%. Anne Jenelle Dorian is associated with 7 registered advisers.

Reported ownership

Owns Under 5% of Mariner Wealth Advisors-Ic, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Anne Jenelle Dorian work?

Anne Jenelle Dorian is listed as General Counsel, Chief Compliance Officer at Mariner Wealth Advisors-Ic, LLC on SEC Form ADV.

How much of Mariner Wealth Advisors-Ic, LLC does Anne Jenelle Dorian own?

Form ADV reports a beneficial ownership band of Under 5%.

Mariner Wealth Advisors-Ic, LLC

TitleGeneral Counsel, Chief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2017
View Mariner Wealth Advisors-Ic, LLC →

Mariner Platform Solutions, LLC

TitleGeneral Counsel
OwnershipUnder 5%
Control personYes
Since2019
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Mariner Independent Advisor Network, LLC

TitleGeneral Counsel
OwnershipUnder 5%
Control personYes
Since2022
View Mariner Independent Advisor Network, LLC →

Mariner Wealth Advisors-Pr, LLC

TitleGeneral Counsel; Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
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Mariner, LLC

TitleGeneral Counsel; Chief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2018
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Mariner Institutional, LLC

TitleGeneral Counsel
OwnershipUnder 5%
Control personYes
Since2024
View Mariner Institutional, LLC →

Baystate Wealth Management LLC

TitleGeneral Counsel
OwnershipUnder 5%
Control personYes
Since2024
View Baystate Wealth Management LLC →