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Brian Hancock Waters

Chief Compliance Officer And General CounselEvoke Wealth, LLCCRD 5048669

About Brian Hancock Waters

Brian Hancock Waters is listed as Chief Compliance Officer And General Counsel at Evoke Wealth, LLC in Los Angeles, CA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Evoke Wealth, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Brian Hancock Waters work?

Brian Hancock Waters is listed as Chief Compliance Officer And General Counsel at Evoke Wealth, LLC on SEC Form ADV.

How much of Evoke Wealth, LLC does Brian Hancock Waters own?

Form ADV reports a beneficial ownership band of Under 5%.

Evoke Wealth, LLC

TitleChief Compliance Officer And General Counsel
OwnershipUnder 5%
Control personYes
Since2024