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Carol Elaine Rumsey

Owner, Chief Compliance OfficerAristotle Pacific Capital, LLCCRD 6607444

About Carol Elaine Rumsey

Carol Elaine Rumsey is listed as Owner, Chief Compliance Officer at Aristotle Pacific Capital, LLC in Newport Beach, CA. Form ADV reports a beneficial ownership band of Under 5%. Carol Elaine Rumsey is associated with 5 registered advisers.

Reported ownership

Owns Under 5% of Aristotle Pacific Capital, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Carol Elaine Rumsey work?

Carol Elaine Rumsey is listed as Owner, Chief Compliance Officer at Aristotle Pacific Capital, LLC on SEC Form ADV.

How much of Aristotle Pacific Capital, LLC does Carol Elaine Rumsey own?

Form ADV reports a beneficial ownership band of Under 5%.

Aristotle Pacific Capital, LLC

TitleOwner, Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
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Apc Asset Development II, LP

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
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Aristotle Investment Services, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
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Apc Asset Development I, LP

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
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Aristotle Pacific CLO Adviser III, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2026
View Aristotle Pacific CLO Adviser III, LLC →