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Carol Hasson Brock

Chief Compliance Officer & Chief Operating OfficerArgent Wealth, LLCCRD 7061486

About Carol Hasson Brock

Carol Hasson Brock is listed as Chief Compliance Officer & Chief Operating Officer at Argent Wealth, LLC in Ridgeland, MS. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Argent Wealth, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Carol Hasson Brock work?

Carol Hasson Brock is listed as Chief Compliance Officer & Chief Operating Officer at Argent Wealth, LLC on SEC Form ADV.

How much of Argent Wealth, LLC does Carol Hasson Brock own?

Form ADV reports a beneficial ownership band of Under 5%.

Argent Wealth, LLC

TitleChief Compliance Officer & Chief Operating Officer
OwnershipUnder 5%
Control personYes
Since2020
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