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Caroline Anne Gaffney

Chief Executive Officer/Chief Compliance OfficerAtwater Wealth Management, Inc.CRD 4699800

About Caroline Anne Gaffney

Caroline Anne Gaffney is listed as Chief Executive Officer/Chief Compliance Officer at Atwater Wealth Management, Inc. in Boston, MA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Atwater Wealth Management, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Caroline Anne Gaffney work?

Caroline Anne Gaffney is listed as Chief Executive Officer/Chief Compliance Officer at Atwater Wealth Management, Inc. on SEC Form ADV.

How much of Atwater Wealth Management, Inc. does Caroline Anne Gaffney own?

Form ADV reports a beneficial ownership band of Over 75%.

Atwater Wealth Management, Inc.

TitleChief Executive Officer/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2014
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