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Catherine Anne Smith

Managing Member/Chief Compliance OfficerNobscot Investment Management LLCCRD 4327812

About Catherine Anne Smith

Catherine Anne Smith is listed as Managing Member/Chief Compliance Officer at Nobscot Investment Management LLC in Wellesley, MA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Nobscot Investment Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Catherine Anne Smith work?

Catherine Anne Smith is listed as Managing Member/Chief Compliance Officer at Nobscot Investment Management LLC on SEC Form ADV.

How much of Nobscot Investment Management LLC does Catherine Anne Smith own?

Form ADV reports a beneficial ownership band of Over 75%.

Nobscot Investment Management LLC

TitleManaging Member/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2016
View Nobscot Investment Management LLC →