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Catherine Mary Mathis

President, Chief Compliance OfficerBerkeley Advisors, Inc.CRD 4988760

About Catherine Mary Mathis

Catherine Mary Mathis is listed as President, Chief Compliance Officer at Berkeley Advisors, Inc. in Atlanta, GA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Berkeley Advisors, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Catherine Mary Mathis work?

Catherine Mary Mathis is listed as President, Chief Compliance Officer at Berkeley Advisors, Inc. on SEC Form ADV.

How much of Berkeley Advisors, Inc. does Catherine Mary Mathis own?

Form ADV reports a beneficial ownership band of Over 75%.

Berkeley Advisors, Inc.

TitlePresident, Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2004
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