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Cliff Wingyin Shum

President/Chief Compliance OfficerShum Financial Group, Inc.CRD 2973780

About Cliff Wingyin Shum

Cliff Wingyin Shum is listed as President/Chief Compliance Officer at Shum Financial Group, Inc. in Alameda, CA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Shum Financial Group, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Cliff Wingyin Shum work?

Cliff Wingyin Shum is listed as President/Chief Compliance Officer at Shum Financial Group, Inc. on SEC Form ADV.

How much of Shum Financial Group, Inc. does Cliff Wingyin Shum own?

Form ADV reports a beneficial ownership band of Over 75%.

Shum Financial Group, Inc.

TitlePresident/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2016
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