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Dale Quintin Rice

Owner / Chief Compliance OfficerDale Q. Rice Investment Management, Ltd.CRD 2394106

About Dale Quintin Rice

Dale Quintin Rice is listed as Owner / Chief Compliance Officer at Dale Q. Rice Investment Management, Ltd. in Vancouver, WA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Dale Q. Rice Investment Management, Ltd.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Dale Quintin Rice work?

Dale Quintin Rice is listed as Owner / Chief Compliance Officer at Dale Q. Rice Investment Management, Ltd. on SEC Form ADV.

How much of Dale Q. Rice Investment Management, Ltd. does Dale Quintin Rice own?

Form ADV reports a beneficial ownership band of Over 75%.

Dale Q. Rice Investment Management, Ltd.

TitleOwner / Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2020
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