PPrivate Fund Data Log in Join · $37/mo

Daniel Simon Vanwinkle

Psi Aml OfficerPrincipal Securities, Inc.CRD 4715191

About Daniel Simon Vanwinkle

Daniel Simon Vanwinkle is listed as Psi Aml Officer at Principal Securities, Inc. in Des Moines, IA. Form ADV reports a beneficial ownership band of Under 5%. Daniel Simon Vanwinkle is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Principal Securities, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Daniel Simon Vanwinkle work?

Daniel Simon Vanwinkle is listed as Psi Aml Officer at Principal Securities, Inc. on SEC Form ADV.

How much of Principal Securities, Inc. does Daniel Simon Vanwinkle own?

Form ADV reports a beneficial ownership band of Under 5%.

Principal Securities, Inc.

TitlePsi Aml Officer
OwnershipUnder 5%
Control personYes
Since2021

Principal Advised Services, LLC

TitleAnti-Money Laundering Officer
OwnershipUnder 5%
Control personYes
Since2025